Pilot Randomized Trial of a Transdisciplinary Geriatric and Palliative Care Intervention for Older Adults With Cancer

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Ryan D. Nipp Department of Medicine, Division of Hematology and Oncology, and

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Brandon Temel Department of Medicine, Division of Hematology and Oncology, and

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Charn-Xin Fuh Department of Medicine, Division of Hematology and Oncology, and

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Paul Kay Department of Medicine, Division of Hematology and Oncology, and

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Sophia Landay Department of Medicine, Division of Hematology and Oncology, and

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Daniel Lage Department of Medicine, Division of Hematology and Oncology, and

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Esteban Franco-Garcia Department of Medicine, Division of Palliative Care and Geriatric Medicine, Massachusetts General Hospital and Harvard Medical School, Boston, Massachusetts;

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Erin Scott Department of Medicine, Division of Palliative Care and Geriatric Medicine, Massachusetts General Hospital and Harvard Medical School, Boston, Massachusetts;

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Erin Stevens Department of Medicine, Division of Palliative Care and Geriatric Medicine, Massachusetts General Hospital and Harvard Medical School, Boston, Massachusetts;

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Terrence O’Malley Department of Medicine, Division of Palliative Care and Geriatric Medicine, Massachusetts General Hospital and Harvard Medical School, Boston, Massachusetts;
Partners Continuing Care, Partners HealthCare System, Boston, Massachusetts;

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Supriya Mohile Department of Medicine, Division of Hematology and Oncology, University of Rochester Medical Center, Rochester, New York;

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William Dale Department of Supportive Care Medicine, City of Hope National Medical Center, Duarte, California;

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Lara Traeger Department of Psychiatry, Massachusetts General Hospital and Harvard Medical School, Boston, Massachusetts; and

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Ardeshir Z. Hashmi Department of Internal Medicine and Geriatrics, Cleveland Clinic, Cleveland, Ohio.

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Vicki Jackson Department of Medicine, Division of Palliative Care and Geriatric Medicine, Massachusetts General Hospital and Harvard Medical School, Boston, Massachusetts;

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Joseph A. Greer Department of Psychiatry, Massachusetts General Hospital and Harvard Medical School, Boston, Massachusetts; and

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Areej El-Jawahri Department of Medicine, Division of Hematology and Oncology, and

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Jennifer S. Temel Department of Medicine, Division of Hematology and Oncology, and

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Background: Oncologists often struggle with managing the unique care needs of older adults with cancer. This study sought to determine the feasibility of delivering a transdisciplinary intervention targeting the geriatric-specific (physical function and comorbidity) and palliative care (symptoms and prognostic understanding) needs of older adults with advanced cancer. Methods: Patients aged ≥65 years with incurable gastrointestinal or lung cancer were randomly assigned to a transdisciplinary intervention or usual care. Those in the intervention arm received 2 visits with a geriatrician, who addressed patients’ palliative care needs and conducted a geriatric assessment. We predefined the intervention as feasible if >70% of eligible patients enrolled in the study and >75% of eligible patients completed study visits and surveys. At baseline and week 12, we assessed patients’ quality of life (QoL), symptoms, and communication confidence. We calculated mean change scores in outcomes and estimated intervention effect sizes (ES; Cohen’s d) for changes from baseline to week 12, with 0.2 indicating a small effect, 0.5 a medium effect, and 0.8 a large effect. Results: From February 2017 through June 2018, we randomized 62 patients (55.9% enrollment rate [most common reason for refusal was feeling too ill]; median age, 72.3 years; cancer types: 56.5% gastrointestinal, 43.5% lung). Among intervention patients, 82.1% attended the first visit and 79.6% attended both. Overall, 89.7% completed all study surveys. Compared with usual care, intervention patients had less QoL decrement (–0.77 vs –3.84; ES = 0.21), reduced number of moderate/severe symptoms (–0.69 vs +1.04; ES = 0.58), and improved communication confidence (+1.06 vs –0.80; ES = 0.38). Conclusions: In this pilot trial, enrollment exceeded 55%, and >75% of enrollees completed all study visits and surveys. The transdisciplinary intervention targeting older patients’ unique care needs showed encouraging ES estimates for enhancing patients’ QoL, symptom burden, and communication confidence.

Background

Older adults represent a growing population with complex medical problems, including cancer, which disproportionately impacts these individuals.1 More than half of newly diagnosed cancers occur in patients aged >65 years, and this older population accounts for nearly three-fourths of cancer deaths.1 Older adults diagnosed with cancer also experience worse survival outcomes than their younger counterparts, which may result from differential treatment of the geriatric cancer population.2 Compared with younger patients, older patients with cancer are more likely to be undertreated and experience earlier discontinuation of treatment for their stage of cancer.3,4 Although studies have suggested that poor symptom management and inadequate social support may explain this suboptimal treatment of older patients, more research is needed to address the multifaceted geriatric and palliative care needs of this population.3,4

A challenging constellation of medical and psychosocial issues can add to the complexity of caring for older adults with cancer. Older patients experience unique concerns related to their physical function, comorbid conditions, and medication management (ie, geriatric-specific issues), as well as their symptom burden, prognostic understanding, and coping (ie, palliative care issues).59 Despite the unique health problems of older adults with cancer, interventions targeting the geriatric-specific and palliative care concerns of this population are lacking.7,1014 Importantly, prior work has demonstrated that palliative care interventions improve quality of life (QoL), mood, and possibly even survival for patients with advanced cancer.1517 However, for older adults with cancer, palliative care consultation alone may not fully address all of their concurrent medical and psychosocial comorbidities.18,19 The physiologic, psychological, and social support needs of older and younger patients differ, and evidence suggests that older patients with cancer should receive palliative care interventions tailored to their unique needs.5,7,8,18,19 In addition, geriatricians have developed tools to help assess and manage older patients’ distinct, geriatric-specific concerns, but we lack data on whether these interventions effectively address patients’ palliative care needs.20 Thus, we must develop and test interventions targeting both the geriatric and palliative care issues unique to older adults with cancer.

We conducted a pilot randomized controlled trial (RCT) of a transdisciplinary intervention designed to address the geriatric-specific and palliative care needs of older adults with cancer. We developed the intervention using a transdisciplinary approach, which included integrative and collaborative training to blend the disciplines of geriatrics and palliative care. We sought to determine the feasibility and acceptability of this intervention and to estimate effect sizes for improving patient-reported outcomes. We hypothesized that the transdisciplinary intervention would be feasible to deliver and that patients would find the intervention acceptable. Importantly, data from this study will inform future work by allowing us to estimate effect sizes of the transdisciplinary intervention for improving patients’ QoL, symptoms, functional outcomes, communication confidence, and illness perceptions.

Methods

Study Design and Procedures

From February 15, 2017, through June 28, 2018, we enrolled patients at Massachusetts General Hospital (MGH) in an unblinded RCT of a transdisciplinary intervention versus usual care (ClinicalTrials.gov identifier: NCT02868112). Trained study staff identified and recruited patients throughout the study period by monitoring the oncology clinic schedules. Following informed written consent, patients completed baseline study measures. After completion, the Office of Data Quality randomly assigned patients 1:1 to receive the transdisciplinary intervention or usual care, stratified by cancer type (gastrointestinal or lung). The Dana-Farber/Harvard Cancer Center Institutional Review Board approved the study protocol.

Participants

Patients eligible for study participation included those aged ≥65 years and within 8 weeks of a diagnosis of incurable gastrointestinal or lung cancer. We determined whether patients had incurable disease based on chemotherapy order treatment intent designation (palliative vs curative), or documentation from oncology clinic notes in the electronic health record (EHR) if patients were not receiving chemotherapy. Study participants also had to be able to read and respond to study questionnaires in English. Patients who were not planning to receive their longitudinal cancer care at MGH were excluded.

Transdisciplinary Geriatric and Palliative Care Intervention

Based on a conceptual model of geriatric assessment–driven interventions in oncology and guideline recommendations, we developed a framework for the transdisciplinary intervention (Figure 1).1214,21 We chose a transdisciplinary approach to intervention development, which included an integrative and collaborative training model that merged the disciplines of geriatrics and palliative care.22 Patients assigned to the transdisciplinary intervention participated in 2 in-person visits with a board-certified geriatrician. Visits took place in the geriatricians’ clinic, which is not co-located in the cancer center. The first visit occurred within 6 weeks of enrollment and the second visit within 4 to 6 weeks after the initial visit. Before the study began, the geriatricians received 4 one-hour in-person didactic sessions, delivered by geriatricians, palliative care clinicians, and a medical oncologist, focused on the unique geriatric-specific and palliative care issues of an older oncology population (eg, chemotherapy logistics and adverse effects, cancer-specific symptoms and prognosis, collaborating with the oncology team, symptom management, and prognostic disclosure). In addition, patients completed a brief geriatric screening tool before the first visit, which we then provided to the geriatricians to allow them to tailor the patients’ care. The screening tool contained information about patients’ self-reported symptom burden,23,24 nutrition status,25 and vulnerability.26 For each visit, we provided the geriatricians with templated notes that the clinicians entered in the EHR, which included topics focused on patients’ palliative care needs and issues obtained from geriatric assessment. Specifically, we instructed the geriatricians to discuss and address patients’ physical and psychological symptom concerns, comorbid conditions and polypharmacy, cognitive issues, availability of social supports, functional impairments, use of coping strategies, and illness understanding. After each visit, the geriatricians communicated (either in person or via phone/email) their findings with the patient’s oncology team.

Figure 1.
Figure 1.

Intervention framework.

Citation: Journal of the National Comprehensive Cancer Network J Natl Compr Canc Netw 18, 5; 10.6004/jnccn.2019.7386

Usual Care

Participants receiving usual care could meet with a geriatrician upon request by the oncologist, patient, and/or family. However, no patients receiving usual care ultimately met with a geriatrician. All patients, regardless of group assignment, continued to receive routine oncology care throughout the study period.

Study Measures

Sociodemographic and Clinical Characteristics

Participants completed baseline study measures before randomization, and were asked to self-report their sex, race, relationship status, employment status, education level, annual income, and comorbid conditions. Information on age and cancer type was obtained from the EHR.

Patient-Reported Outcomes

At baseline and week 12, participants self-reported their QoL, symptoms, functional outcomes, communication confidence, and illness perceptions. To assess QoL, we used the Functional Assessment of Cancer Therapy-General (FACT-G), which has been validated for use in older adults with cancer.27 FACT-G consists of subscales assessing well-being across 4 domains (physical, functional, emotional, and social) during the preceding 7 days. Scores range from 0 to 108, with higher scores indicating better QoL.

To assess symptoms, we used the self-administered Edmonton Symptom Assessment System – Revised (ESAS-r), a validated tool for measuring symptoms.23 Each specific symptom is scored from 0 to 10 (0 = absence of the symptom; 10 = worst possible severity). Consistent with earlier research, we categorized the severity of ESAS scores as 0 (none), 1 to 3 (mild), 4 to 6 (moderate), and 7 to 10 (severe), and computed composite ESAS-physical and ESAS-total symptom scores.28,29 To measure depression symptoms, we used the 15-item Geriatric Depression Scale (GDS), with higher scores reflecting worse depression symptoms (range, 0–15,30 with scores >4 indicating the presence of clinically significant depression symptoms).

To assess functional outcomes, we asked patients about their activities of daily living (ADLs) and instrumental activities of daily living (IADLs). For ADLs, we used a subscale from the Medical Outcomes Study to determine the number of independent ADLs (range, 0–10).31 For IADLs, we used a subscale from the Multidimensional Functional Assessment Questionnaire from the Older Americans Resources and Services Program to determine the number of independent IADLs (range, 0–7).32

To assess communication confidence, we used the 10-item Perceived Efficacy in Patient-Physician Interactions Questionnaire, a tool validated for use in older patients. Scores range from 10 to 50, with higher scores reflecting patients’ greater confidence in the ability to communicate and seek help from providers.33

To assess illness perceptions, we used the Brief Illness Perception Questionnaire, a validated instrument. Scores range from 0 to 80, with higher scores indicating a more threatening perception of the illness.34

Acceptability of the Intervention

As part of the week 12 assessment, we asked patients assigned to the intervention to complete a written survey inquiring about the timing and utility of the intervention. Specifically, we asked patients about their perceptions of the visit number and length and whether they considered the visit with the geriatrician helpful.

Statistical Analysis

The primary endpoint was feasibility. We predefined the intervention as feasible if at least 70% of patients enrolled in the study and at least 75% of living patients completed study visits and surveys. To evaluate the acceptability of the intervention, we tabulated intervention participants’ responses to the acceptability survey.

Secondary endpoints included evaluation of the effect size of the transdisciplinary intervention for improving QoL, symptom burden, functional outcomes, communication confidence, and illness perceptions. For each of these outcomes, we calculated effect sizes (ES) (Cohen’s d) for changes from baseline to week 12 ([mean change score (intervention arm) – mean change score (usual care arm)]/SDpooled), where 0.2 indicated a small effect, 0.5 a medium effect, and 0.8 a large effect.35 Because of the pilot nature of this study, we used available case analysis.

Results

Participant Characteristics

Table 1 displays baseline characteristics for each of the study arms. Patients had a median age of 72.26 years (range, ages 65.22–91.84 years), and most were white (98.4%), male (54.8%), married (66.1%), and retired (79.0%). The most common cancer types were non–small cell lung cancer (38.7%), pancreatic cancer (22.6%), and hepatobiliary cancer (16.1%). Patients were an average of 4.40 weeks (SD, 2.06) from their diagnosis with advanced cancer, and 74.2% reported at least 1 comorbid condition.

Table 1.

Baseline Participant Characteristics

Table 1.

Baseline Patient-Reported Outcomes

Baseline patient-reported outcomes were balanced between randomization arms (Table 2). Patients reported an average of 3.28 (SD, 3.15) moderate-severe symptoms at baseline, with 73.3% reporting at least 1 moderate-severe symptom and 24.2% having clinically significant depression symptoms. At baseline, patients reported an average of 4.26 (SD, 3.07) independent ADLs and 5.52 (SD, 1.80) independent IADLs, with only 1 patient reporting independence on all ADLs/IADLs.

Table 2.

Baseline Patient-Reported Outcomes

Table 2.

Feasibility and Acceptability of the Intervention

We enrolled 55.9% (62/111) of patients approached (Figure 2). The most common reasons for refusing study participation were feeling too ill (20.7%) and not being interested in the research (18.9%). Among patients assigned to the intervention, 82.1% (23/28) attended the first geriatric visit and 79.6% (39/49) attended both visits. Overall, 89.7% completed the baseline and week 12 study surveys.

Figure 2.
Figure 2.

CONSORT diagram.

Citation: Journal of the National Comprehensive Cancer Network J Natl Compr Canc Netw 18, 5; 10.6004/jnccn.2019.7386

Participants found the intervention acceptable, with 73.3% (11/15) reporting that the number of visits with the geriatrician was the right amount, 68.8% (11/16) reporting that the length of the visit was the right amount, and 62.5% (10/16) reporting that the visit was helpful (Figure 3).

Figure 3.
Figure 3.

Intervention acceptability ratings.

Citation: Journal of the National Comprehensive Cancer Network J Natl Compr Canc Netw 18, 5; 10.6004/jnccn.2019.7386

Intervention Effect Sizes for Improving Patient-Reported Outcomes

We found that the intervention had small to medium effect sizes (ES) for improving many patient-reported outcomes (Table 3). From baseline to week 12, patients assigned to the intervention had less decrement in their QoL than those assigned to usual care (mean change –0.77 vs –3.84; ES = 0.21). In addition, those assigned to intervention experienced decreased severity of their ESAS total scores (mean change, –0.47 vs +5.72; ES = 0.35), reduction in the number of moderate-severe ESAS symptoms (mean change, –0.69 vs +1.04; ES = 0.58), and lower GDS scores (mean change, –0.47 vs +0.58; ES = 0.36) compared with patients assigned to usual care. Patients assigned to intervention also reported improvements in their communication confidence (mean change, +1.06 vs –0.80; ES = 0.38).

Table 3.

ES Estimates of the Intervention for Improving Patient-Reported Outcomes

Table 3.

Discussion

In this pilot RCT, we investigated the feasibility and acceptability of a transdisciplinary intervention targeting patients’ geriatric and palliative care needs, and we estimated the effect size of this intervention for improving patient-reported outcomes in older adults with cancer. We enrolled more than half of the patients that were approached, and more than three-fourths of patients assigned to the intervention attended the geriatrician visits. In addition, most patients found the intervention acceptable and helpful. Notably, the intervention demonstrated encouraging effect size estimates for enhancing patients’ QoL, physical and psychological symptoms, and communication confidence.

Importantly, our work highlights the need for interventions to target the palliative care and geriatric-specific issues unique to older adults with cancer. Consistent with earlier work, at baseline, patients in our sample averaged >3 moderate-severe symptoms, with nearly three-fourths of patients reporting at least 1 moderate-severe symptom and one-fourth reporting depression symptoms.7,8,10,11,36 In addition, three-fourths of patients had at least 1 comorbid condition, and only 1 patient in our cohort reported being independent with all ADLs/IADLs, which is also consistent with previous research.9,36 With such high baseline symptom burden, pervasive comorbid conditions, and impaired functional status, our findings underscore the tremendous potential for efforts such as this transdisciplinary intervention to enhance care outcomes for the geriatric oncology population.

This study represents our first attempt to integrate a transdisciplinary intervention addressing patients’ geriatric-specific and palliative care needs into the care of older adults with cancer. This intervention ensures that older adults with cancer receive focused attention to their complex combination of medical and psychosocial issues by incorporating geriatricians into their outpatient oncologic care. Although we enrolled more than half of patients approached, we did not meet our goal of at least 70%. This likely resulted from the profound illness severity of the study population, given that nearly half who declined reported feeling too ill to participate. In future iterations of this work, we will adapt our study procedures to further remove barriers and ensure that patients can participate; this cohort represents a high-risk group who may particularly benefit from interventions such as this.18,19 Our geriatricians care for patients at a clinic that is not integrated within the cancer center, and moving forward we will work to co-locate our geriatric interventions within the cancer center to minimize the burden of additional travel and extra visits. We also chose an ambitious enrollment goal, which several studies of geriatric-specific interventions have similarly not achieved.3739 Despite not meeting our prespecified enrollment rate, most participants completed the study visits and surveys, and most found the intervention acceptable. Therefore, our findings highlight the feasibility of delivering a transdisciplinary intervention focused on the geriatric-specific issues and palliative care needs of older patients with cancer, yet we also learned important lessons to inform future iterations of this work to enhance care quality and outcomes for the geriatric oncology population, a rapidly growing group of patients needing interventions tailored to their distinct needs.

We found that the transdisciplinary intervention resulted in favorable effect size estimates for improving several important patient-reported outcomes. During the study period, QoL scores deteriorated over time in both study arms, as expected from a population with advanced cancer,1517 but we observed better preservation of QoL in the intervention arm. Notably, those in the intervention arm reported improvements in their symptom burden and communication confidence during the study period, but those assigned to usual care experienced worsening of these outcomes. Patients’ symptoms and QoL represented direct targets of the transdisciplinary intervention, which could explain the favorable results for these outcomes. However, the findings for enhancing communication confidence are hypothesis-generating, potentially related to the additional attention patients received from geriatricians trained to comprehensively address their unique needs while empowering them to openly discuss their concerns. Importantly, patients’ QoL, symptom burden, and communication confidence represent patient-centered outcomes critical to consider when designing interventions for older adults with cancer, and our results underscore the potential for targeted supportive care interventions to address these outcomes.12,40

Several limitations warrant discussion. First, this trial was conducted at an academic institution with limited sociodemographic diversity, reducing the generalizability of our findings. Second, data were not available regarding certain factors that could influence the impact of the intervention, including patients’ social supports, cognition, and receipt of other services, such as psychiatry or physical and occupational therapy. Future work should investigate whether these and other important factors, such as cancer type and use of certain coping strategies, influence the effects of this intervention on patient outcomes. Notably, our study cohort included a heterogeneous group of patients with incurable gastrointestinal or lung cancer, who likely received different treatment regimens, and future research will need to investigate how the disease and treatment influence the impact of this intervention. In addition, we did not audiorecord study visits, and therefore we do not have specific information regarding factors discussed at each study visit or amount of variation in the content of each visit. We also lack information about clinicians’ perceptions regarding the utility of the transdisciplinary intervention, and future efforts to fully integrate geriatricians into the cancer care team should consider these important perspectives.

Conclusions

In this study, we sought to determine the feasibility and acceptability of a transdisciplinary intervention designed to address the geriatric-specific and palliative care needs of older adults with advanced cancer. Although we did not meet our predetermined feasibility goal of enrolling >70% of patients approached, we found that more than half of patients we asked to participate enrolled, and most completed all study visits and surveys, with the majority finding the intervention acceptable and helpful. Notably, we found encouraging effect size estimates for the transdisciplinary intervention to improve patients’ QoL, physical and psychological symptoms, and communication confidence. In addition, our data highlight older patients’ substantially high symptom burden, comorbidity, and functional impairments, thus underscoring the critical importance of efforts to address the geriatric and palliative care needs of older adults with cancer. Collectively, these results support the need for a larger RCT to show the efficacy of this care model to enhance care outcomes for the geriatric oncology population.

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    Maly RC, Frank JC, Marshall GN, et al.. Perceived efficacy in patient-physician interactions (PEPPI): validation of an instrument in older persons. J Am Geriatr Soc 1998;46:889894.

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    Cohen J. A power primer. Psychol Bull 1992;112:155159.

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    Oldervoll LM, Loge JH, Lydersen S, et al.. Physical exercise for cancer patients with advanced disease: a randomized controlled trial. Oncologist 2011;16:16491657.

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    Horgan AM, Leighl NB, Coate L, et al.. Impact and feasibility of a comprehensive geriatric assessment in the oncology setting: a pilot study. Am J Clin Oncol 2012;35:322328.

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    Nipp RD, Yao N, Lowenstein LM, et al.. Pragmatic study designs for older adults with cancer: report from the U13 conference. J Geriatr Oncol 2016;7:234241.

Submitted August 24, 2019; accepted for publication December 4, 2019.

Previous presentation: Presented in abstract form at the 2019 ASCO Annual Meeting; May 31–June 4, 2019; Chicago, Illinois (J Clin Oncol 2019;37[Suppl]:Abstract 11549).

Author contributions: All authors made substantial contributions to conception and design, acquisition of data, or analysis and interpretation of data. All were involved in drafting the article or revising it critically for important intellectual content. All provided final approval of the manuscript and agree to be accountable for all aspects of the work.

Disclosures: Dr. Greer has disclosed that he recieves grant/research support from and is a consultant for Gaido Health/BCG Digital Ventures. The remaining authors have disclosed that they have not received any financial consideration from any person or organization to support the preparation, analysis, results, or discussion of this article.

Funding: Dr. Temel has disclosed funding from NCI (K24 CA181253). Dr. Nipp has disclosed funding from NIH/National Institute on Aging (R03AG053314).

Correspondence: Ryan D. Nipp, MD, MPH, Department of Medicine, Division of Hematology and Oncology, Massachusetts General Hospital Cancer Center, 55 Fruit Street, Yawkey 7B, Boston, MA 02114. Email: rnipp@mgh.harvard.edu
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    • PubMed
    • Search Google Scholar
    • Export Citation
  • 34.

    Broadbent E, Petrie KJ, Main J, et al.. The brief illness perception questionnaire. J Psychosom Res 2006;60:631637.

  • 35.

    Cohen J. A power primer. Psychol Bull 1992;112:155159.

  • 36.

    Pandya C, Magnuson A, Flannery M, et al.. Association between symptom burden and physical function in older patients with cancer. J Am Geriatr Soc 2019;67:9981004.

  • 37.

    Demark-Wahnefried W, Clipp EC, Morey MC, et al.. Lifestyle intervention development study to improve physical function in older adults with cancer: outcomes from Project LEAD. J Clin Oncol 2006;24:34653473.

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    • PubMed
    • Search Google Scholar
    • Export Citation
  • 38.

    Oldervoll LM, Loge JH, Lydersen S, et al.. Physical exercise for cancer patients with advanced disease: a randomized controlled trial. Oncologist 2011;16:16491657.

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    • PubMed
    • Search Google Scholar
    • Export Citation
  • 39.

    Horgan AM, Leighl NB, Coate L, et al.. Impact and feasibility of a comprehensive geriatric assessment in the oncology setting: a pilot study. Am J Clin Oncol 2012;35:322328.

    • Crossref
    • PubMed
    • Search Google Scholar
    • Export Citation
  • 40.

    Nipp RD, Yao N, Lowenstein LM, et al.. Pragmatic study designs for older adults with cancer: report from the U13 conference. J Geriatr Oncol 2016;7:234241.

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