Advancements in the treatment of cancer, including metastatic cancer, over the past few decades have led to improved survival rates.1 Consequently, an increasing number of patients with advanced cancer are eligible for aggressive intensive care unit (ICU)–level care, including intubation and mechanical ventilation (MV).2 Traditionally, the prognosis of patients with metastatic cancer requiring intensive care was poor,3 and the role of aggressive interventions in this setting was questionable.
Within the past few decades, ICU outcomes have improved drastically, owing to better management techniques, early identification of sicker patients, and more lenient admission criteria for ICUs. One recent study reported a 35% relative decrease in the mortality of patients admitted to the ICU from 1988 to 2012, despite an increase in age and severity of illness, as well as an increase in discharges to care facilities.4 On stratified analysis, this improvement in mortality was similar among patients who did and did not receive MV. The integration of early palliative care in suitable patients with cancer has allowed for improved identification of those who could potentially benefit from ICU care.5 Moreover, early palliative care can lead to improved patient and caregiver outcomes and reduced futile ICU use. Accordingly, ASCO recommends integrating dedicated palliative care services into the care of patients with advanced cancer early in the disease course, concurrent with active treatment.6
Despite these interventions, a review of Medicare data suggests that the proportion of patients with cancer admitted to ICUs in the last month of life increased from 23.7% in the mid-2000s to 30.2% in 2012.7 Outcomes for these patients are poor, with one cohort demonstrating an inpatient mortality rate of 54% for those with metastatic cancer undergoing intubation/MV.8 A meta-analysis of 42 studies showed that only 5.6% of patients with metastatic cancer undergoing in-hospital cardiopulmonary resuscitation survived to discharge,9 although a trend was seen toward improving survival over time. Whether outcomes of patients with metastatic cancer admitted to the ICU and requiring intubation/MV have mirrored the overall decline in ICU-related mortality has not been studied. Limited ICU bed availability, concerns about the inappropriate use of limited resources, and uncertainties regarding outcome make ICU admission decisions for critically ill patients with cancer a challenging issue. Therefore, we used the National Hospital Discharge Survey (NHDS) database to evaluate trends in the outcomes of hospitalized patients with metastatic cancer undergoing intubation/MV from 2001 to 2010.
Methods
Data Source
The NHDS is a national survey, conducted annually since 1965, that collects discharge information from nonfederal short-stay hospitals (where the average length of stay [LOS] is <30 days). Federal, military, and Department of Veterans Affairs hospitals, as well as hospital units of institutions (eg, prison hospitals) and hospitals with fewer than 6 beds staffed for patient use, are excluded. NHDS collected data from a sample of approximately 500 hospitals from 2000 to 2007, and from 239 hospitals from 2008 to 2010. The survey uses a stratified multistage cluster sampling design, and the unit of analysis is the hospital discharge. The NHDS has been used extensively to study trends in the incidence and outcomes of several conditions (https://www.cdc.gov/nchs/data/nhds/nhds_article_list.pdf). Since 2010, the NHDS has been replaced by a new survey, the National Hospital Care Survey (NHCS), which integrates inpatient data with the emergency department, outpatient department, and ambulatory surgery center data. Available information includes patient diagnosis codes, demographics, type of admission (ie, emergent/urgent or elective), LOS, in-hospital mortality, and discharge location. The database is accessible online at http://www.cdc.gov/nchs/nhds.htm. All diagnoses are based on ICD-9-CM codes.
Data Collection
Data collected and analyzed included age, sex, race, admission type (urgent/emergent vs elective), hospital characteristics, LOS, discharge location, and mortality for all patients discharged between January 1, 2001, and December 31, 2010. This period was chosen to identify a contemporary cohort of patients with metastatic cancer who were eligible to experience advancements in ICU management and more liberal ICU admission policies, and the earlier integration of palliative care in the latter period of the study. Patients aged <18 years were excluded from analyses.
Definitions of Variables
Patients with metastatic cancer were identified using ICD-9-CM diagnosis codes (supplemental eTable 1, available with this article at JNCCN.org). We included only metastatic solid cancers in this analysis because the clinical course of hematologic cancers is different. These ICD-9-CM codes for metastatic cancer have been described previously.8,10,11 Procedural codes were used to identify patients with intubation/MV (96.70, 96.71, 96.72).8 The NHDS classifies discharges into one of several categories: routine and/or discharged home, discharged to a short-term healthcare facility, discharged to a long-term healthcare facility, left against medical advice, death during hospitalization, or unknown discharge status. Patients discharged to healthcare facilities (either short- or long-term) were classified as “discharged to a care facility” (DTCF). Patients with discharge disposition set to unknown/other discharge status were not included in the discharge analysis. Comorbidities including congestive heart failure, valvular disease, pulmonary circulatory disease, peripheral vascular disease, diabetes mellitus with complications, hypertension, liver disease, and obesity were identified using ICD-9-CM diagnosis codes and diagnosis-related group codes. They were assessed using the Charlson comorbidity index. Patients with heart failure and stroke undergoing intubation/MV were also identified using ICD-9-CM codes (supplemental eTable 1), and their incidence and outcomes were also studied to compare and contrast with the trends in metastatic cancer. Patients in the “sepsis” cohort were identified to study whether the diagnoses varied over time. Utilization of palliative care was identified using ICD-9-CM code V66.7.
Statistical Analyses
Demographic and clinical data were summarized using frequencies and percentages for categorical variables, and means/medians for continuous variables. To identify any outliers, we repeated the analyses using a logarithmic transformation on LOS, with similar results. All analyses were performed using SAS 9.4 (SAS Institute, Cary, NC). Weighted analyses were used to obtain nationwide estimates and account for the stratified sampling process of the NHDS database.
t-Tests and chi-square tests were used to compare medians and proportions, respectively, in patients who died as inpatients or survived to discharge. Trends in DTCF and in-hospital mortality were analyzed using weighted logistic regression, and in LOS using linear regression. Multivariate models were used to additionally adjust for the effects of age, sex, race, admission type, hospital characteristics, primary cancer, and Charlson comorbidity index score. When appropriate, continuous variables were reported as means or medians. Categorical variables were reported as percentages and compared using odds ratios (ORs) and adjusted ORs (aORs), and 95% confidence intervals (CIs). All analyses were performed using SAS 9.4, and all tests were 2-sided. P<.05 was determined to be statistically significant.
Results
Demographics and Baseline Data
An estimated 200,350 adult hospital discharges with metastatic cancer underwent intubation/MV during the study period. An additional 17,531 patients who had disposition status as “alive, disposition not stated” or “not stated or reported” were excluded from the study. Table 1 presents the study patient demographics, hospital characteristics, and patient comorbidities. The mean age of participants was 65.3 years, with 53.6% aged >65 years. Overall, 77.2% of these were classified as emergent/urgent on admission. Approximately
Patient Characteristics


Outcomes Data
The overall inpatient mortality rate was 57.3%, DTCF rate was 15.2% (40.9% among patients alive at discharge), and mean LOS was 11.1 days. Further trends in outcomes are presented in Table 2. Outcomes varied across the study period, with the longest LOS (12.5 days) and highest number of DTCFs in 2005–2006. The rate of inpatient mortality was highest in the last 2 years of the study (2009–2010; 60.8%). No significant trends in DTCF or mortality, nor in adjusted mean difference in LOS were observed over the 10-year study period (Figure 2).
Use of Palliative Care
An estimated 6,690 patients (3.3%) received palliative care, whereas 193,660 (96.7%) did not. There was a steady increase in the use of palliative care during the 10-year study period, from 0% in 2000 to 3.2% in 2009, and an increase to 17.4% in 2010 (P value for trend <.001). Patients who received palliative care had higher inpatient mortality (89.7%) compared with those who did not (56.2%). On multivariable analysis, palliative care was significantly associated with inpatient mortality (aOR, 9.61; 95% CI, 2.20–42.04; P=.003). There was no statistically significant difference in rates of DTCF and LOS between patients who did and did not receive palliative care in multivariable analysis.
Data in Other Diagnoses and Trends in Sepsis
An estimated 1,549,460 and 232,990 adult hospital discharges with heart failure and stroke, respectively, underwent intubation/MV during the study period; there was an increase in the numbers of these patients through the study period. The number of patients with heart failure who underwent intubation/MV increased from 280,820 in 2001–2002 to 367,420 in 2009–2010, whereas the number of patients with stroke who underwent intubation/MV increased from 40,960 in 2001–2002 to 63,960 in 2009–2010. No significant trend was seen in the outcomes of these patients across the study period (supplemental eTable 2).
The percentage of patients with metastatic cancer who underwent intubation/MV who had a diagnosis of sepsis increased consistently throughout the study period, from 3.4% in 2001–2002 to 8.3% in 2009–2010 (supplemental eFigure 1).
Discussion
From 2001 to 2010 in this large, national, hospitalized patient sample, the number of patients with metastatic cancer who required intubation/MV increased,
Patient Outcomes



Trends in the percentage and total number of patients with metastatic cancer who underwent intubation and mechanical ventilation (MV) (P=.032).
Citation: Journal of the National Comprehensive Cancer Network J Natl Compr Canc Netw 16, 3; 10.6004/jnccn.2017.7053

Trends in the percentage and total number of patients with metastatic cancer who underwent intubation and mechanical ventilation (MV) (P=.032).
Citation: Journal of the National Comprehensive Cancer Network J Natl Compr Canc Netw 16, 3; 10.6004/jnccn.2017.7053
Trends in the percentage and total number of patients with metastatic cancer who underwent intubation and mechanical ventilation (MV) (P=.032).
Citation: Journal of the National Comprehensive Cancer Network J Natl Compr Canc Netw 16, 3; 10.6004/jnccn.2017.7053
Intubation/MV in patients with cancer is associated with poor outcomes, with studies reporting inpatient mortality rates ranging from 55% to 83%.12 Outcomes of patients with metastatic cancer admitted to the ICU have reportedly been similar. In our study, we found an overall inpatient mortality of 57.3%, which is similar to previously reported data.13–17 However, outcomes may be affected by cancer subtype, comorbidities, severity of acute illness, and the criteria used to admit and discharge patients from the ICU. A recent study evaluated factors associated with 30-day mortality in patients with metastatic cancer requiring intubation/MV and found that nonwhite race, lack of insurance, unscheduled admission, lung cancer as the primary cancer, and comorbidities (eg, liver disease, end-stage renal disease) were associated with poor outcomes.8 A study in patients with lung cancer found that intubation/MV and severity of organ failure were associated with an increased risk of mortality.18 Overall, severity of the acute illness, degree and number of organ dysfunctions, cancer subtype, comorbidities, physical status of patients, and time to ICU admission have been associated with short- and long-term mortality in these patients.19–23
Advancements in the treatment of cancer have contributed to patients with metastatic cancer living longer. Our findings showed that rates of intubation/MV in this population increased only slightly, from 2.2% to 2.7%. Although this was a statistically significant increase, the absolute change in percentage intubated/MV was small, and the more dramatic increase in total number of patients with metastatic cancer who underwent intubation/MV represents a large increase in eligible patients with metastatic cancer being hospitalized (from 1.67 million admissions in 2001 to 1.92 million in 2010; a 15% increase). We also observed a similar increase in patients with heart failure and stroke. An increase in the diagnoses of sepsis was also seen through the study period, although data show that changing coding practices are largely responsible for increases in sepsis rates in databases.24
Changes in ICU policies, improved ICU management, and early detection of sicker patients have led to overall improved ICU outcomes.4 However, we found that improvements in overall cancer and ICU care have not translated into improved outcomes for patients with metastatic cancer requiring MV within the 10-year study period. This may be due to the inherently sicker nature of this population (requiring MV) versus all patients in the ICU. Patients with heart failure and stroke requiring intubation/MV in this study also did not show improved outcomes. Several factors associated with worse outcome, discussed earlier, may have been present in these patients. The increase in palliative care referral over time in patients with metastatic cancer who underwent intubation/MV, as demonstrated in our study, highlights the growing need and subsequent acknowledgement of the importance of palliative care in the management of these patients. The influx of research funding from multiple organizations, recognition of palliative care and hospice care by the American Board of Medical Specialties, and commencement of training of formal palliative care training programs by the Accreditation Council for Graduate Medical Education can partially explain the growing trend of palliative care referral in our study. This trend is also reflected in the National Palliative Care Registry, wherein a similar increment in palliative care has been demonstrated from 2001 to 2010.25 Patients who received palliative care in our study had higher mortality, which likely relates to the late referral to palliative care in the ICU and it being reserved for

Trends in the outcomes, including (A) length of stay (days), (B) discharge to a care facility, and (C) in-hospital mortality, in patients with metastatic cancer who underwent intubation and mechanical ventilation. Bars represent 95% confidence intervals.
Citation: Journal of the National Comprehensive Cancer Network J Natl Compr Canc Netw 16, 3; 10.6004/jnccn.2017.7053

Trends in the outcomes, including (A) length of stay (days), (B) discharge to a care facility, and (C) in-hospital mortality, in patients with metastatic cancer who underwent intubation and mechanical ventilation. Bars represent 95% confidence intervals.
Citation: Journal of the National Comprehensive Cancer Network J Natl Compr Canc Netw 16, 3; 10.6004/jnccn.2017.7053
Trends in the outcomes, including (A) length of stay (days), (B) discharge to a care facility, and (C) in-hospital mortality, in patients with metastatic cancer who underwent intubation and mechanical ventilation. Bars represent 95% confidence intervals.
Citation: Journal of the National Comprehensive Cancer Network J Natl Compr Canc Netw 16, 3; 10.6004/jnccn.2017.7053
There are certain limitations to our study. The NHDS database only represents 1% of patients hospitalized nationally to nonfederal short-stay facilities. Therefore, the results of the study cannot be generalized to all patients with metastatic cancer requiring intubation/MV. We only included patients who required intubation/MV, and therefore our results cannot be generalized to all the patients with cancer requiring ICU admission. Some database-based studies have included patients undergoing arterial line monitoring, central venous pressure monitoring, continuous renal replacement therapy, total parenteral nutrition, and tracheostomy in the ICU; we did not include these patients because some of these interventions can be performed outside the ICU. No information was available regarding the duration of cancer, type of antineoplastic therapy rendered, functional status of the patient, or level or skill of ICU care. We reported inpatient discharge data (including mortality data), but the postdischarge short- and long-term outcomes of these patients remains unknown. Code status was not available in the database, so patients who were designated “do not intubate” may not have been eligible for intubation/MV in the study. The study's retrospective design and lack of information about ICU structure and process are also limitations. Data on healthcare costs were not available, and further details about facilities (rural/urban, teaching/non-teaching) would be useful in addressing the generalizability of these findings. Furthermore, the coding for palliative care is imperfect, with a reported sensitivity and specificity of 81% to 83% and 95% to 97%, respectively, although increases in palliative care use has been attributed to changing coding practices.27–29
Conclusions
The outcome of patients with metastatic cancer undergoing intubation/MV has remained poor from 2001 to 2010. Those with metastatic cancer are increasingly eligible for and receiving intubation/MV. Clinicians should discuss potential outcomes with the patient and family as part of the treatment plan and goals of care. Further studies focusing on modifiable risk factors are required for better treatment planning and establishing strategies centered on goals of care for these patients.19–23
The authors have disclosed that they have no financial interests, arrangements, affiliations, or commercial interests with the manufacturers of any products discussed in this article or their competitors.
Previously presented in abstract form at the 2017 Palliative and Supportive Care in Oncology Symposium; October 23, 2017; San Diego, California (J Clin Oncol 2017;35[Suppl]:Abstract 69).
See JNCCN.org for supplemental online content.
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