Background
Node-positive cutaneous melanoma is heterogeneous, with 5-year survival rates ranging from 40% to 79%.1 Many risk factors have been shown to be generally associated with regional recurrence following lymphadenectomy, including extracapsular extension (ECE), multiple lymph node involvement, site of regional lymph node metastasis, and number of lymph nodes dissected.2–4 For patients at higher risk of regional recurrence, regional radiation therapy (RT) is often recommended and has been shown to reduce the risk of regional recurrence with node positive, high-risk cutaneous melanoma.4,5 However, the regional control benefit with RT with respect to specific risk factors, such as ECE, is not well documented. Additionally, the influence of regional RT for patients with pathologically detected (“microscopic”) lymph node involvement found by sentinel lymph node biopsy (SLNB) compared with clinically detectable (“macroscopic”) nodal involvement has not been reported. Macroscopic nodal disease has been clearly associated with worse survival, yet its impact on regional control is less clear.1,6
Regional RT has been shown in multiple retrospective studies and a single prospective study to improve regional lymph node control while not influencing overall survival (OS).4,5 This raises important questions regarding the benefit of regional RT, such as is there a benefit with regional RT by reducing patient morbidity from subsequent therapy for recurrent disease? With the abundance of tools and techniques available to study tumors at a genetic and biologic level, is it possible to identify patients who could experience a survival benefit with postoperative RT?
Our primary goals were to clarify the role of regional RT with respect to individual risk factors among a cohort of patients with node-positive melanoma, and to investigate whether a radiosensitivity index (RSI) gene expression signature (GES) could help identify patients who would potentially derive a survival benefit, as well as a regional control benefit, from adjuvant RT.
Methods
Patients and Histopathologic Analysis
After obtaining Institutional Review Board approval, we performed a retrospective review from 1998 through 2015 and identified 699 patients from an institutional database diagnosed with node-positive cutaneous melanoma without distant metastatic disease. After excluding patients who had all initial management of node-positive melanoma at outside institutions and who presented in consult with recurrent or metastatic disease (n=143), satellite or in-transit metastasis only (AJCC N2c nodal stage; n=4), unknown recurrence status (n=99), unclear treatment records (n=17), or <12 months follow-up from the time of lymph node dissection (LND; n=27), 410 patients remained for analysis. All patients had AJCC stage III melanoma (any TN1–3M0)6 and no clinical, radiologic, or pathologic evidence of metastasis beyond regional lymph nodes. Patients without a known primary (T0N1b–3M0) were included. Demographic, histopathologic, radiation, and outcome data were reviewed.
Patients were treated with either SLNB alone (n=49) or followed by completion LND (n=270) or therapeutic LND (n=91). Most patients with a known primary underwent wide excision with a 2-cm margin, with a minimum margin of 1 cm in the head and neck. LNDs were evaluated using hematoxylin and eosin–stained sections. Serial sectioning and S100 and Melan-A immunohistochemistry were used in the evaluation of all sentinel nodes.
Radiation Therapy
Patients who received regional RT were treated with either electrons or photons to the postoperative regional nodal basin, with or without including the primary tumor site as indicated. The regional basin was targeted to encompass the scar plus a surrounding skin margin of approximately 2 to 4 cm, with bolus, and the dissected nodal basin. Most patients were treated to a total dose of 48 to 68 Gy in once-daily 180 to 240 cGy fractions. The remaining patients received a total dose of 30 Gy in 600 cGy fractions given twice per week for 2.5 weeks as described by Ang et al.7 With photon treatment, CT-based treatment planning was used to limit the volume of normal tissue in the radiation field, for both dosimetric calculations and radiation plan evaluation.
RSI GES
Beginning in 2006, all available fresh-frozen tumor tissues in the Total Cancer Care (TCC) tissue bank8 were profiled for gene expression (Hu-RSTA-2a520709; Affymetrix, Santa Clara, CA). In the present study, 42 of 410 patients (10.2%) had tumor tissue available for gene expression profiling. The TCC initiative includes a comprehensive patient database and tissue bank from 17 cancer centers around the nation.9 In previous studies, we developed RSI GES to be specific for tumor radiosensitivity.10 RSI was previously trained in 48 cancer cell lines to predict cellular radiosensitivity as determined by a survival fraction at 2 Gy (SF2). Each of 10 network “Hub” genes in the linear regression algorithm (androgen receptor, c-Jun, STAT1, PKC, RelA (p65), c-Abl, SUMO-1, CDK1 [p34], HDAC1, and IRF1) were ranked in a continuous fashion based on gene expression (highest expression at 10, lowest at 1) as previously described by Eschrich et al.11 A low RSI indicates a more sensitive tumor, whereas a high RSI score indicates a less sensitive, more resistant tumor. RSI GES has been clinically validated as a biomarker predictive of radiation response for both primary and metastatic sites in several (nonmelanoma) malignancies.9,11–14 For RSI gene expression analysis, gene chips were normalized using iterative rank-order normalization (IRON) as previously developed.15 Dimensionality was reduced using partial least squares regression. For analysis, RSI was dichotomized at RSI = 0.3745, an arbitrary cutpoint, which represents the x position for the minimum in the density functions used to describe RSI distribution and divides the bimodal peaks across the TCC data set as previously described.16 RSI-low tumors were defined as having an RSI GES <0.3745 and RSI-high tumors as having an RSI GES ≥0.3745.
Systemic Therapy
Adjuvant therapy was delivered within 4 to 6 months of surgery and before recurrence at any site to 156 patients (38.0%), and included high-dose or pegylated interferon (n=128; 82.1%), vaccine (n=9; 5.8%), ipilimumab (n=7; 4.5%), bacillus Calmette-Guérin (n=7; 4.5%), chemotherapy or biochemotherapy (n=3; 1.9%), and a CD40 agonist (CP-870,893; n=2; 1.3%). Adjuvant therapy was delivered in essentially equal numbers to patients who did and did not receive RT (39.8% and 38.2%, respectively).
Statistical Analysis
The primary end points were regional control, defined as freedom from disease recurrence within the radiated field of the regional lymph nodes, and OS by RSI status. Secondary end points included rate of subsequent therapy for treatment of regional recurrences; distant metastasis–free survival, defined as freedom from tumor spread beyond the regional lymph nodes or death; and OS among all patients.
Statistical analysis was performed using SPSS version 22.0 (IBM, Chicago, IL). Actuarial rates of regional control, rate of subsequent treatment for regional recurrence, distant metastasis–free survival, and OS were calculated using the Kaplan-Meier method; differences in rates based on individual variables were assessed with the log-rank test. All clinical, histopathologic, and treatment variables were added to Cox multivariate analysis regression models. Continuous variables were split using clinically meaningful cutpoints, including a lymph node size of ≤2.0 versus >2.0 cm. All tests were 2-sided and an α (type I) error ≤0.05 was considered to be statistically significant.
Results
Clinicopathologic and Treatment Characteristics
Clinicopathologic and treatment variables among patients treated with and without RT are shown in Table 1. Of 410 patients included in the study, the median age was 59 years (range, 14–91 years) and most patients were male (66.6%), with T3 and T4 primary tumors (39.3% and 33.2%, respectively), involved axillary lymph nodes (56.8%), involved lymph nodes found on SLNB (AJCC N1a/N2a; 57.3%), without ECE present of the involved lymph nodes (65.6%). Postoperative regional RT was delivered to the involved nodal basin prior to recurrence in 83 cases (20.2%) to a median dose of 54 Gy (range, 30–60 Gy) in 27 fractions (range, 5–30). RT targeted at the regional lymph nodes was more frequently delivered to patients who were older (median, 64 vs 58 years; P=.01) and male (75.9% vs 64.2%; P=.04), with AJCC T4 and T0 primary tumors (42.2% and 26.5% vs 30.9% and 4.9%, respectively; P<.001), head and neck primary tumors (38.6% vs 15.0%; P<.001), more lymph nodes examined and involved (median, 27 and 4 vs 16 and 1, respectively; P<.001), AJCC N3 nodal disease (67.5% vs 23.5%; P<.001), ECE present (78.3% vs 23.2%; P<.001), and larger lymph nodes (median, 2.5 vs 2.0 cm; P=.001).
Regional Control
The median follow-up of surviving patients was 69 months (range, 13–180 months). In total, 50 of 410 patients (12.2%) experienced first recurrence in the regional lymph node basin, with a median time to regional failure of 11 months (range, 2–42 months). Variables associated with regional control are shown
Presenting Patient and Clinicopathologic Tumor Characteristics Among Patients Treated With and Without Postoperative Regional RT
Compared with patients without a regional recurrence, those who developed a regional recurrence as their first recurrence had a substantially higher risk of developing synchronous or subsequent distant metastasis (66.0% vs 30.6%; P<.001) and either distant metastasis or death (92.0% vs 58.1%; P<.001). Eight patients (16%) with regional failures developed simultaneous distant metastasis, and 25 others (50%) developed distant disease, with a median time to distant failure of 7 months (range, 1–75 months). The median time from regional recurrence to death was 14 months (range, 7 days–102 months), with
Variables Associated With Regional Control Among All Patients (N=410)
Additional Treatment for Regional Recurrence
In 3 patients (6%) with regional recurrence, salvage treatment status was unknown. Of the remainder, 42 of 47 (89%) underwent subsequent treatment directed at the regional recurrence. Salvage therapy included 1 excision (n=16; 32%), multiple excisions (n=7; 14%), excisions and RT (n=12; 24%), excisions and isolated limb perfusion (n=3; 6%), and RT alone (n=2; 4%); 2 patients were treated exclusively with immunotherapy for their regional recurrence, whereas 4 others had immunotherapy in addition to surgery and/or RT. Postoperative RT delivered to the regional basin was associated with a lower rate of subsequent regional therapy compared with patients treated without RT (P=.01). Among 213 patients (52.0%) at the highest risk of regional recurrence, including those with either AJCC N1b/N2b/N3 disease or ECE, postoperative RT was associated with a lower risk of additional treatment for regional recurrence at 1, 2, and 5 years posttreatment (2.7%, 2.7%, and 2.7% vs 12.7%, 18.1%, and 26.0%, respectively; HR, 0.12; 95% CI, 0.03–0.50; P=.004). Among lower-risk patients with clinically negative lymph nodes and no ECE, no significant difference was seen in
rate of additional therapy with or without regional RT (5-year rates: 0% vs 7.4%, respectively; P=.54).Distant Metastasis–Free Survival
A total of 143 patients (34.9%) developed distant metastases by the last follow-up, with a median time from surgery to distant metastasis of 15 months (range, 2–145 months). Variables associated with distant metastasis–free survival on multivariate analysis included AJCC N1b/N2b/N3 nodal stage (HR, 1.497; 95% CI, 1.033–2.170; P=.033), ECE (HR, 2.079; 95% CI, 1.432–3.017; P<.001). Adjuvant systemic therapy (specifically, immunotherapy in 98.1% of cases) was also associated with improved distant metastasis–free survival; this will be reported in a separate manuscript. There was no benefit or detriment with postoperative RT. Of 143 patients with distant failures, 125 (87.4%) had died at last follow-up. The median time from distant metastasis to death was 8 months (range, 15 days–97 months) with an actuarial survival following metastasis at 1, 2, and 5 years of 65.8%, 35.7%, and 9.0%, respectively.
Overall Survival
Among all patients, 237 (57.8%) had died at last follow-up with a median survival of 52 months and an estimated survival at 1, 2, and 5 years postsurgery of 91.0%, 72.7%, and 46.8%, respectively. Variables associated with OS on multivariate analysis included older patient age (HR, 1.010; 95% CI, 1.000–1.019; P=.042), male sex (HR, 1.518; 95% CI, 1.136–2.028; P=.005), AJCC T3/4 tumor status (HR, 2.354; 95% CI, 1.559–3.554; P<.001), AJCC N1b/N2b/N3 nodal stage (HR, 1.439; 95% CI, 1.060–1.954; P=.02), increasing lymph nodes involved (HR, 1.041; 95% CI, 1.008–1.075; P=.01), ECE (HR, 1.751; 95% CI, 1.277–2.399; P<.001), nodal size >2 cm (HR, 1.405; 95% CI, 1.045–1.889; P=.02), and adjuvant immunotherapy (to be reported separately).
OS by RSI Status
To assess whether a gene signature of radiosensitivity could help identify which patients might experience a survival benefit with postoperative regional RT, the dichotomized RSI GES was tested in 42 patients treated with and without postoperative RT. The median RSI GES value was 0.481 (range, 0.117–0.705). Median RSI values were similar between patients treated with (n=11; median RSI GES, 0.489; range, 0.171–0.705) and without (n=31; median RSI GES, 0.476; range, 0.117–0.684; P=.84) postoperative regional RT. Among the 11 patients treated with postoperative RT, patients with a low RSI GES (radiosensitive) had significantly better survival than those with a high RSI GES (less radiosensitive; Figure 2A), with 1-, 2-, and 5-year estimated survival rates of 100%, 100%, and 75.0% compared with 85.7%, 14.3%, and 0%, respectively (HR, 10.68; 95% CI, 1.24–92.14). In contrast, and consistent with previous studies involving RSI signature, no significant difference was seen in survival by RSI status among patients treated without postoperative RT (Figure 2B), with 1-, 2-, and 5-year estimated survival rates of 100%, 91.7%, and 56.3% among RSI-low patients (n=12) compared with 84.2%, 63.2%, and 27.1% for RSI-high patients (n=19; P=.19).
Discussion
The predictive value of clinical and pathologic risk factors for recurrence of regionally metastatic melanoma, and the precise benefit of postoperative regional RT, are less well understood for melanoma than for other common malignancies. In contrast, for patients with locally advanced squamous cell carcinoma of the head and neck (LAHNC),17–19 as well as breast,20–22 lung,23 cervical,24 and vulvar cancers,25,26 it is well established that ECE is associated with an increased risk of regional recurrence and poorer OS. Additionally, the importance of ECE in guiding aggressive regional management is accepted for several tumor types, including LAHNC17–19 and vulvar cancer.25,26 We confirm that patients with node-positive melanoma and either palpable lymph nodes or ECE are at a high risk of recurrence compared with their lower-risk counterparts. We also show that the delivery of postoperative regional RT is associated with a significantly lower risk of regional recurrence in these high-risk subgroups.
In 2000, Lee et al2 assessed risk factors for recurrence and survival among a group of patients with node-positive melanoma treated without RT, involving 338 patients with stage III melanoma of the head and neck (17%), axilla (47%), or groin (36%) who underwent LND. The 10-year nodal recurrence rate was 30% with a mean time to recurrence of 12 months. Our study also demonstrates a median time to regional recurrence of 12 months, whereas
the regional recurrence rate at 5 years without RT was lower at 14.1%, possibly because of the delivery of postoperative regional RT to many high-risk patients. Lee et al2 also reported a large increase in regional recurrence in the presence of ECE (63% vs 23%, respectively). We also found ECE to be a predictor of regional recurrence, and demonstrated that regional RT significantly reduced the estimated risk of regional recurrence in these patients from 39.1% to 3.3% at 5 years.A more recent retrospective study by Agrawal et al4 identified a higher-risk population of 615 patients with node-positive melanoma, enlarged lymph nodes, multiple positive lymph nodes, and/or ECE, treated with or without RT. They found a 5-year regional control rate of 81%, slightly lower than in the present study, which would be expected considering the higher risk of this population. On multivariate analysis, the investigators reported that the number of lymph nodes involved, number in the dissection specimen, and receipt of regional RT influenced regional control. These findings are in slight contrast to those of the present study, in which ECE influenced regional control on multivariate analysis, although the different results are likely a result of different patient populations. Agrawal et al4 included 433 patients (70%) with ECE, and the remaining 182 (30%) also had high-risk features, which would limit the ability to see a difference in regional impact. Interestingly, they also reported a disease-specific survival benefit with RT among this high-risk patient population.
A well-known phase III randomized trial assessed the role of adjuvant regional RT after LND in patients with high-risk factors, including ECE.5,27 The trial (ANZMTG 01.02/TROG 02.01) included 217 patients with cutaneous melanoma with high-risk factors, which they defined as ≥1 involved parotid lymph node, ≥2 involved axillary lymph nodes, ≥3 involved groin lymph nodes, or any lymph node with ECE present, or neck lymph nodes ≥3 cm or axillary/groin lymph nodes ≥4 cm.27 All patients underwent a LND and were randomized to adjuvant RT to the nodal basin (48 Gy in 20 fractions) versus observation. The study demonstrated a reduced risk of regional failure with postoperative regional RT (20 recurrences with RT vs 34 with observation; HR, 0.56, P=.04) without a difference in OS between the arms (P=.21). Our findings are largely consistent with this trial, demonstrating a regional control benefit without a survival benefit with postoperative regional RT.
After the report of this prospective trial, NCCN made adjuvant RT for stage III patients with clinically positive lymph nodes a category 2B recommendation, with very similar criteria for considering RT as in the trial.27,28 We agree with the recommendations for postoperative regional RT for high-risk patients, although we believe that the recommendations could be simplified to target patients with ECE, and possibly those with clinically palpable disease who undergo therapeutic LND. The recommendation for postoperative RT for cases with ECE was also made by Shen et al,29 who identified ECE as the only independent predictor of regional recurrence among a cohort of 217 patients with melanoma metastatic to cervical lymph nodes.
Regional RT has been shown in multiple retrospective studies, including the present study and a single prospective randomized trial, to improve regional control without influencing survival.5,30 There are at least 2 possibilities for why this could happen. The first and most obvious would be that regional control has no impact on the subsequent risk of distant failure and melanoma-specific survival. If this were true, then the purpose of postoperative regional RT, or any other adjuvant regional treatment, would solely be to reduce the future risk of regional failure and subsequent suffering caused by a regional recurrence and/or toxicities caused by salvage therapies. In this case, the toxicity of therapy assumes paramount importance. An update of the randomized trial reported a mean 7.7% increase in lower extremity volumes at 5 years after inguinal RT compared with the control arm (P=.01), whereas no significant difference was seen in upper extremity volumes after axillary RT.25 Because of a lack of validated toxicity measurement tools in the present study, we were not able to assess the toxicity of adjuvant RT in our cohort of patients. Beyond the frequently assessed end point of reducing regional recurrence, calculating the possible quality of life and financial benefits from preventing a regional recurrence is more difficult. Henderson et al30 reported and compared late toxicities between the radiated and nonradiated groups; however, the frequency and type of salvage therapy, the quality-of-life detriment caused by recurrence and salvage treatment, and the financial cost of subsequent salvage therapy after regional recurrence was not reported. As such, the role of adjuvant regional RT remains contentious. In the present study, we demonstrate that the risk of requiring additional treatment for regional recurrence is substantially reduced with regional RT, although we did not, and cannot easily, translate this into a quality-of-life and economic discussion in the retrospective setting. However, 38 of 42 (90%) of patients who underwent known salvage regional therapy were treated with >1 modality of therapy at the time of regional recurrence. In addition, only 2.9 patients with ECE and 4.1 patients with clinically detected nodal involvement were needed to treat with regional RT to prevent a regional recurrence at 5 years. This is a relatively low number of patients needed to treat to see a benefit, and as such, a single course of postoperative regional RT might be less costly with respect to patient quality of life and economics than multimodality salvage for a recurrence. However, this question needs to be evaluated in a prospective setting with validated quality-of-life instruments before it can adequately be addressed.
Other possible explanations for an improvement in regional control without a significant survival benefit could be that our sample size was too small to detect a benefit in survival, or that regional RT only improves survival in a small and as yet unidentified subset of patients. This hypothesis is supported by our findings in Figure 2, which shows that patients with radiosensitive tumors who were treated with RT had impressive clinical outcomes and longer survival compared with treated patients with less radiosensitive tumors. The finding of improved outcomes among radiosensitive patients treated with RT is consistent with previous studies assessing RSI with respect to locoregional control in LAHNC11 and breast cancer,31 relapse-free and distant metastasis–free survival in 2 separate breast cancer cohorts,12 and OS in patients with pancreas cancer9 and glioblastoma.13 The present finding of improved survival among radiosensitive patients treated with postoperative RT is a promising finding and consistent with previous studies in other disease sites, but requires validation in a larger, independent patient population, particularly in view of the relatively small number of patients for whom RSI was available. In our limited sample, 16 of 42 patients (38.1%) had RSI associated with radiosensitivity. If this signature were validated for melanoma, a significant percentage of patients might be spared initial therapy while an important minority might reap a survival benefit.
Conclusions
Regional RT was associated with a reduced risk of regional recurrence among patients with ECE and clinically detected nodal disease. Gene expression data shows promise for better predicting who might benefit from RT with respect to survival. In the era of increasingly effective systemic therapies, the value of improved regional control potentially takes on greater significance as local control and regional control become requirements for long-term cure.
Dr. Torres-Roca has disclosed that he is a shareholder/officer at Cvergenx, Inc. He has several awarded and pending patents for a radiosensitivity gene signature addressed in this manuscript. Dr. Khushalani had disclosed that he is on the independent Data Safety Monitoring Board for AstraZeneca, and is a consultant for EMD Serano, Bristol-Myers Squibb, Genentech, Castle Biosciences, and AstraZeneca. Dr. Sondak has disclosed that he serves as a consultant/advisory board/data safety monitoring board member at Amgen Inc., Bristol-Myers Squibb, Merck, Novartis, and Provectus. The remaining authors have disclosed that they have no financial interests, arrangements, affiliations, or commercial interests with the manufacturers of any products discussed in this article or their competitors.
This work was supported in part by the DeBartolo Family's contributions to the Total Cancer Care Initiative at the Moffitt Cancer Center (P30-CA076292).
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